1.2 NATIONAL FINANCIAL SERVICES LLC 2024 02 2024-07-25T18:15:58Z 2024 04 12.54 93.79 0.58 5.57 0.07 Citadel Securities LLC CDRG 27.95 29.89 12.85 2.48 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. VIRTU Americas, LLC NITE 22.18 23.80 6.74 1.97 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. Jane Street Capital, LLC JNST 15.39 16.72 0.11 0.03 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. G1 Execution Services, LLC ETMM 14.32 15.56 0.07 0.01 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. National Financial Services LLC XSTM 11.81 12.35 5.22 5.76 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders may be routed to NFS’s Alternative Trading System, CrossStream. NFS is not charged an explicit fee for orders executed in CrossStream but may receive a trading commission from the contra-side party against which the order executed. Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. Goldman, Sachs & Co. GSCO 0.97 0.00 11.76 12.38 0.00 0 0.0000 -19 -10.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Intelligent Cross LLC INCR 0.79 0.00 11.40 9.36 0.00 0 0.0000 -16 -2.8867 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Investors Exchange IEXG 0.77 0.00 5.84 11.30 0.00 0 0.0000 -29 -10.0651 7 3.2711 0 0.0000 NFS may be charged fees or receive rebates for orders executed on specific equities exchanges. Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable. Visit exchange websites directly for detailed price lists: https://exchange.iex.io/resources/trading/fee-schedule/ Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. JP Morgan Securities LLC JPMS 0.58 0.00 9.64 6.35 0.00 0 0.0000 -46 -12.0000 0 0.0000 0 0.0000 NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. Kezar Trading, LLC Level ATS EBXL 0.55 0.00 6.33 7.27 0.00 0 0.0000 -4 -5.1486 0 0.0000 0 0.0000 NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Orders may be routed through EBX LLC in which NFS or its affiliates have an interest. Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed 8.08 78.38 0.84 20.69 0.08 Citadel Securities LLC CDRG 20.89 27.79 1.68 0.48 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. VIRTU Americas, LLC NITE 16.55 22.04 0.95 0.43 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. National Financial Services LLC XSTM 14.62 18.07 1.03 6.02 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders may be routed to NFS’s Alternative Trading System, CrossStream. NFS is not charged an explicit fee for orders executed in CrossStream but may receive a trading commission from the contra-side party against which the order executed. Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. Jane Street Capital, LLC JNST 11.69 15.70 0.06 0.01 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. G1 Execution Services, LLC ETMM 10.90 14.65 0.03 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. Goldman, Sachs & Co. GSCO 2.72 0.00 9.54 11.09 0.00 -6 -10.0000 -184 -10.0000 -43 -10.0000 -63 -10.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Investors Exchange IEXG 2.50 0.00 8.08 10.44 0.00 -8 -9.9950 -139 -14.4922 5 1.5818 -45 -10.0000 NFS may be charged fees or receive rebates for orders executed on specific equities exchanges. Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable. Visit exchange websites directly for detailed price lists: https://exchange.iex.io/resources/trading/fee-schedule/ Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. Intelligent Cross LLC INCR 2.31 0.00 9.72 8.76 0.00 0 0.0000 -23 -1.4141 -1 -0.5623 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. JP Morgan Securities LLC JPMS 2.11 0.00 9.43 7.77 0.00 -5 -12.0000 -147 -12.0000 -10 -12.0000 -90 -12.0000 NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. Kezar Trading, LLC Level ATS EBXL 1.96 0.00 8.00 7.51 0.00 0 0.0000 -13 -4.5478 0 0.0000 -4 -3.0652 NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Orders may be routed through EBX LLC in which NFS or its affiliates have an interest. Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. Barclays Capital, Inc. LEHM 1.66 0.00 7.53 6.08 0.00 -7 -10.0000 -121 -10.0000 -2 -10.0000 -8 -10.0000 NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. UBS Securities LLC - ATS UBSA 1.62 0.00 6.32 6.35 0.00 -9 -10.0000 -153 -10.0000 -6 -10.0000 -5 -10.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. NASDAQ Execution Services, LLC NSDQ 1.46 0.02 4.78 6.00 8.41 -568 -14.3562 -589 -10.7409 237 17.4322 -75 -7.7295 NFS may be charged fees or receive rebates for orders executed on specific equities exchanges Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges. Economics associated with Market orders, Marketable Limit orders and Other orders may represent a variety of different interaction types on the exchange, including but not limited to: participating in the exchange’s opening or closing auction; displaying limit orders on the exchange; and removing liquidity on the exchange. The per-share economics described on this report represent a mix of interactions on the exchange. Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable. Visit exchange websites directly for detailed price lists: https://nasdaqtrader.com/Trader.aspx?id=PriceListTrading2 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed 16.24 0.01 0.00 0.00 99.99 NYSE Arca Options ARCA 37.34 0.00 0.00 0.00 37.34 0 0.0000 0 0.0000 0 0.0000 3235 9.7100 NFS may be charged fees or receive rebates for orders executed on specific options exchanges. Fees and rebates are set by exchange rules, subject to SEC approval, are non-negotiable, and may include tiers based on volume thresholds. Visit exchange websites directly for detailed price lists: https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf Information reflecting the ARCA tiered pricing/payment schedule, as applicable to NFSC, can be found at: https://clearingcustody.fidelity.com/app/literature/item/9908648.html Cboe Options Exchange CBOE 30.66 0.00 0.00 0.00 30.66 0 0.0000 0 0.0000 0 0.0000 -2392 -26.5000 NFS may be charged fees or receive rebates for orders executed on specific options exchanges. NFS does not negotiate, set rates for, or solicit payment for order flow on options orders. However, NFS may generate rebates (e.g. Marketing Fees) associated with the routing of orders to CBOE options exchange. Fees and rebates are set by exchange rules, subject to SEC approval, are non-negotiable, and may include tiers based on volume thresholds. Visit exchange websites directly for detailed price lists: https://www.cboe.com/us/options/membership/fee_schedule/ Information reflecting the CBOE tiered pricing/payment schedule, as applicable to NFSC, can be found at: https://clearingcustody.fidelity.com/app/literature/item/9908648.html NASDAQ Options Market NSDQ 23.02 0.00 0.00 0.00 23.02 0 0.0000 0 0.0000 0 0.0000 -3533 -62.0800 NFS may be charged fees or receive rebates for orders executed on specific options exchanges. Fees and rebates are set by exchange rules, subject to SEC approval, are non-negotiable, and may include tiers based on volume thresholds. Visit exchange websites directly for detailed price lists: https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-options-7 Information reflecting the NSDQ tiered pricing/payment schedule, as applicable to NFSC, can be found at: https://clearingcustody.fidelity.com/app/literature/item/9908648.html Cboe BZX Options Exchange, Inc. BATS 7.06 0.00 0.00 0.00 7.06 0 0.0000 0 0.0000 0 0.0000 89 6.8900 NFS may be charged fees or receive rebates for orders executed on specific options exchanges. Fees and rebates are set by exchange rules, subject to SEC approval, are non-negotiable, and may include tiers based on volume thresholds. Visit exchange websites directly for detailed price lists: https://www.cboe.com/us/options/membership/fee_schedule/bzx Information reflecting the BATS tiered pricing/payment schedule, as applicable to NFSC, can be found at: https://clearingcustody.fidelity.com/app/literature/item/9908648.html 2024 05 13.69 88.54 10.27 1.17 0.02 Citadel Securities LLC CDRG 25.13 27.61 6.32 6.28 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. VIRTU Americas, LLC NITE 21.54 23.74 4.73 5.18 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. G1 Execution Services, LLC ETMM 16.43 18.29 2.67 0.12 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. Jane Street Capital, LLC JNST 14.45 16.08 2.36 0.10 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. National Financial Services LLC XSTM 11.35 12.28 4.87 0.47 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders may be routed to NFS’s Alternative Trading System, CrossStream. NFS is not charged an explicit fee for orders executed in CrossStream but may receive a trading commission from the contra-side party against which the order executed. Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. Goldman, Sachs & Co. GSCO 1.21 0.00 11.29 4.49 0.00 0 0.0000 -4 -10.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Intelligent Cross LLC INCR 1.09 0.00 10.03 5.27 0.00 0 0.0000 -5 -5.1833 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. JP Morgan Securities LLC JPMS 0.88 0.00 7.99 4.63 0.00 0 0.0000 -15 -12.0000 0 0.0000 0 0.0000 NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. Investors Exchange IEXG 0.83 0.00 6.77 9.63 0.00 0 0.0000 -5 -10.0539 0 0.0000 0 0.0000 NFS may be charged fees or receive rebates for orders executed on specific equities exchanges. Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable. Visit exchange websites directly for detailed price lists: https://exchange.iex.io/resources/trading/fee-schedule/ Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. StoneX Financial INC. INTL 0.79 0.88 0.14 0.01 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue 10.19 57.44 33.36 9.16 0.04 Citadel Securities LLC CDRG 15.80 25.68 1.18 1.18 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. VIRTU Americas, LLC NITE 13.66 22.24 0.91 1.15 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. National Financial Services LLC XSTM 12.75 17.91 5.60 3.34 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders may be routed to NFS’s Alternative Trading System, CrossStream. NFS is not charged an explicit fee for orders executed in CrossStream but may receive a trading commission from the contra-side party against which the order executed. Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. G1 Execution Services, LLC ETMM 10.38 17.08 0.56 0.02 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. Jane Street Capital, LLC JNST 9.16 15.08 0.50 0.01 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. Goldman, Sachs & Co. GSCO 4.69 0.00 12.27 9.38 0.00 -3 -10.0000 -208 -10.0000 -15 -10.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Intelligent Cross LLC INCR 4.24 0.00 11.15 8.26 0.00 0 0.0000 -40 -5.3693 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. JP Morgan Securities LLC JPMS 3.63 0.00 9.57 7.00 0.00 -4 -12.0000 -80 -12.0000 0 0.0000 0 0.0000 NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. Barclays Capital, Inc. LEHM 3.24 0.00 8.87 5.10 0.00 -2 -10.0000 -21 -10.0000 0 0.0000 0 0.0000 NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. Investors Exchange IEXG 3.10 0.00 7.16 9.64 0.00 -3 -5.2404 -58 -10.1819 -11 -5.5997 0 0.0000 NFS may be charged fees or receive rebates for orders executed on specific equities exchanges. Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable. Visit exchange websites directly for detailed price lists: https://exchange.iex.io/resources/trading/fee-schedule/ Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. Kezar Trading, LLC Level ATS EBXL 2.86 0.00 7.80 4.58 0.00 0 0.0000 -51 -3.2786 -4 -3.0000 0 0.0000 NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Orders may be routed through EBX LLC in which NFS or its affiliates have an interest. Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NASDAQ Execution Services, LLC NSDQ 2.14 0.02 4.36 8.64 4.21 -614 -14.2533 -719 -10.2908 61 8.6406 -2 -15.0000 NFS may be charged fees or receive rebates for orders executed on specific equities exchanges Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges. Economics associated with Market orders, Marketable Limit orders and Other orders may represent a variety of different interaction types on the exchange, including but not limited to: participating in the exchange’s opening or closing auction; displaying limit orders on the exchange; and removing liquidity on the exchange. The per-share economics described on this report represent a mix of interactions on the exchange. Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable. Visit exchange websites directly for detailed price lists: https://nasdaqtrader.com/Trader.aspx?id=PriceListTrading2 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. UBS Securities LLC - ATS UBSA 1.99 0.01 5.60 2.53 0.00 -6 -10.0000 -52 -10.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Morgan Stanley & Company LLC MSCO 1.86 0.00 4.75 4.10 0.00 -4 -23.0289 -81 -20.3949 -4 -20.0000 0 0.0000 NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. NFS may route orders for additional routing to Morgan Stanley & Co. LLC Orders routed further by Morgan Stanley & Co. LLC are sent to exchanges which incur fees and rebates based on the exchange rules, subject to SEC approval, and are non-negotiable. Execution fees and rebates incurred by Morgan Stanley & Co. LLC for routing these orders are passed back to NFS plus an additional router fee. Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. Merrill Lynch, Pierce, Fenner & Smith Inc. MLCO 1.46 0.00 3.87 2.71 0.00 0 0.0000 -9 -10.0000 0 0.0000 0 0.0000 NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed 11.03 0.01 0.00 0.00 99.99 NYSE Arca Options ARCA 40.52 0.00 0.00 50.00 40.52 0 0.0000 0 0.0000 0 0.0000 6668 17.8800 NFS may be charged fees or receive rebates for orders executed on specific options exchanges. Fees and rebates are set by exchange rules, subject to SEC approval, are non-negotiable, and may include tiers based on volume thresholds. Visit exchange websites directly for detailed price lists: https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf Information reflecting the ARCA tiered pricing/payment schedule, as applicable to NFSC, can be found at: https://clearingcustody.fidelity.com/app/literature/item/9908649.html Cboe Options Exchange CBOE 29.91 0.00 0.00 0.00 29.91 0 0.0000 0 0.0000 0 0.0000 -3115 -25.9700 NFS may be charged fees or receive rebates for orders executed on specific options exchanges. NFS does not negotiate, set rates for, or solicit payment for order flow on options orders. However, NFS may generate rebates (e.g. Marketing Fees) associated with the routing of orders to CBOE options exchange. Fees and rebates are set by exchange rules, subject to SEC approval, are non-negotiable, and may include tiers based on volume thresholds. Visit exchange websites directly for detailed price lists: https://www.cboe.com/us/options/membership/fee_schedule/ Information reflecting the CBOE tiered pricing/payment schedule, as applicable to NFSC, can be found at: https://clearingcustody.fidelity.com/app/literature/item/9908649.html NASDAQ Options Market NSDQ 15.94 0.00 0.00 0.00 15.94 0 0.0000 0 0.0000 0 0.0000 -4083 -66.1700 NFS may be charged fees or receive rebates for orders executed on specific options exchanges. Fees and rebates are set by exchange rules, subject to SEC approval, are non-negotiable, and may include tiers based on volume thresholds. Visit exchange websites directly for detailed price lists: https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-options-7 Information reflecting the NSDQ tiered pricing/payment schedule, as applicable to NFSC, can be found at: https://clearingcustody.fidelity.com/app/literature/item/9908649.html Cboe BZX Options Exchange, Inc. BATS 11.41 0.00 0.00 0.00 11.41 0 0.0000 0 0.0000 0 0.0000 242 7.6900 NFS may be charged fees or receive rebates for orders executed on specific options exchanges. Fees and rebates are set by exchange rules, subject to SEC approval, are non-negotiable, and may include tiers based on volume thresholds. Visit exchange websites directly for detailed price lists: https://www.cboe.com/us/options/membership/fee_schedule/bzx Information reflecting the BATS tiered pricing/payment schedule, as applicable to NFSC, can be found at: https://clearingcustody.fidelity.com/app/literature/item/9908649.html 2024 06 14.98 98.20 1.74 0.05 0.01 Citadel Securities LLC CDRG 26.94 26.84 32.23 35.50 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. VIRTU Americas, LLC NITE 25.46 25.45 26.21 33.87 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. Jane Street Capital, LLC JNST 16.52 16.56 15.17 3.02 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. G1 Execution Services, LLC ETMM 15.99 16.03 14.28 3.25 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. National Financial Services LLC XSTM 12.81 12.91 8.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders may be routed to NFS’s Alternative Trading System, CrossStream. NFS is not charged an explicit fee for orders executed in CrossStream but may receive a trading commission from the contra-side party against which the order executed. Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. StoneX Financial INC. INTL 0.89 0.89 0.86 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. UBS Securities, LLC UBSS 0.63 0.63 0.57 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. Two Sigma Securities, LLC SOHO 0.45 0.45 0.44 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. BLKX 0.10 0.10 0.03 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NASDAQ Execution Services, LLC NSDQ 0.01 0.00 0.20 3.25 6.82 -753 -14.5000 -235 -14.5000 11 33.0000 0 0.0000 NFS may be charged fees or receive rebates for orders executed on specifc equities exchanges Rebates are generally for limit orders required to be displayed on exchange per the SEC Limit Order Display Rule but may also include marketable orders executed on certain exchanges. Economics associated with Market orders, Marketable Limit orders and Other orders may represent a variety of different interaction types on the exchange, including but not limited to: participating in the exchange’s opening or closing auction; displaying limit orders on the exchange; and removing liquidity on the exchange. The per-share economics described on this report represent a mix of interactions on the exchange. Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable. Visit exchange websites directly for detailed price lists: https://nasdaqtrader.com/Trader.aspx?id=PriceListTrading2 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. 8.09 97.76 1.86 0.20 0.18 Citadel Securities LLC CDRG 24.88 25.07 22.53 7.03 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. VIRTU Americas, LLC NITE 23.45 23.67 19.68 6.58 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. National Financial Services LLC XSTM 18.14 18.33 14.90 3.47 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders may be routed to NFS’s Alternative Trading System, CrossStream. NFS is not charged an explicit fee for orders executed in CrossStream but may receive a trading commission from the contra-side party against which the order executed. Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. Jane Street Capital, LLC JNST 15.30 15.50 11.40 0.22 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. G1 Execution Services, LLC ETMM 14.99 15.19 10.95 0.23 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. StoneX Financial INC. INTL 0.81 0.82 0.64 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue UBS Securities, LLC UBSS 0.57 0.58 0.37 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. Two Sigma Securities, LLC SOHO 0.41 0.42 0.29 0.01 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. Instinet BlockCross BLKX 0.27 0.28 0.07 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NYSE Arca ARCA 0.27 0.00 0.74 37.17 15.00 0 0.0000 -2 -30.0000 1830 18.3151 -120 -12.0074 NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed 14.73 0.02 0.00 0.00 99.98 NYSE Arca Options ARCA 36.14 0.00 0.00 0.00 36.15 0 0.0000 0 0.0000 0 0.0000 6743 16.6800 NFS may be charged fees or receive rebates for orders executed on specific options exchanges. Fees and rebates are set by exchange rules, subject to SEC approval, are non-negotiable, and may include tiers based on volume thresholds. Visit exchange websites directly for detailed price lists: https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf Information reflecting the ARCA tiered pricing/payment schedule, as applicable to NFSC, can be found at: https://clearingcustody.fidelity.com/app/literature/item/9908650.html Cboe Options Exchange CBOE 33.65 0.00 0.00 0.00 33.65 0 0.0000 0 0.0000 0 0.0000 -2912 -26.1800 NFS may be charged fees or receive rebates for orders executed on specific options exchanges. NFS does not negotiate, set rates for, or solicit payment for order flow on options orders. However, NFS may generate rebates (e.g. Marketing Fees) associated with the routing of orders to CBOE options exchange. Fees and rebates are set by exchange rules, subject to SEC approval, are non-negotiable, and may include tiers based on volume thresholds. Visit exchange websites directly for detailed price lists: https://www.cboe.com/us/options/membership/fee_schedule/ Information reflecting the CBOE tiered pricing/payment schedule, as applicable to NFSC, can be found at: https://clearingcustody.fidelity.com/app/literature/item/9908650.html NASDAQ Options Market NSDQ 20.72 0.00 0.00 0.00 20.72 0 0.0000 0 0.0000 0 0.0000 -4424 -62.4800 NFS may be charged fees or receive rebates for orders executed on specific options exchanges. Fees and rebates are set by exchange rules, subject to SEC approval, are non-negotiable, and may include tiers based on volume thresholds. Visit exchange websites directly for detailed price lists: https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-options-7 Information reflecting the NSDQ tiered pricing/payment schedule, as applicable to NFSC, can be found at: https://clearingcustody.fidelity.com/app/literature/item/9908650.html Cboe BZX Options Exchange, Inc. BATS 8.31 0.00 0.00 0.00 8.31 0 0.0000 0 0.0000 0 0.0000 277 15.6100 NFS may be charged fees or receive rebates for orders executed on specific options exchanges. Fees and rebates are set by exchange rules, subject to SEC approval, are non-negotiable, and may include tiers based on volume thresholds. Visit exchange websites directly for detailed price lists: https://www.cboe.com/us/options/membership/fee_schedule/bzx Information reflecting the BATS tiered pricing/payment schedule, as applicable to NFSC, can be found at: https://clearingcustody.fidelity.com/app/literature/item/9908650.html