1.2 NATIONAL FINANCIAL SERVICES LLC 2024 03 2024-10-23T14:05:33Z 2024 07 12.54 94.56 4.37 1.06 0.01 VIRTU Americas, LLC NITE 23.77 26.07 7.18 4.67 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. Citadel Securities LLC CDRG 22.08 24.01 8.52 5.23 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. G1 Execution Services, LLC ETMM 16.07 17.87 3.16 0.13 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. Jane Street Capital, LLC JNST 14.96 16.63 3.02 0.15 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. National Financial Services LLC XSTM 12.70 13.01 5.70 1.67 97.76 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders may be routed to NFS’s Alternative Trading System, CrossStream. NFS is not charged an explicit fee for orders executed in CrossStream but may receive a trading commission from the contra-side party against which the order executed. Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. Intelligent Cross LLC INCR 0.83 0.00 7.53 7.54 0.00 0 0.0000 -7 -0.9087 -3 -6.4984 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. StoneX Financial INC. INTL 0.77 0.86 0.15 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. UBS Securities, LLC UBSS 0.77 0.85 0.15 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. Investors Exchange IEXG 0.74 0.00 6.50 7.93 0.00 0 0.0000 -39 -10.0000 -2 -4.6200 0 0.0000 NFS may be charged fees or receive rebates for orders executed on specific equities exchanges. Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable. Visit exchange websites directly for detailed price lists: https://exchange.iex.io/resources/trading/fee-schedule/ Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. Information reflecting the IEXG tiered pricing/payment schedule, as applicable to NFSC, can be found at: https://clearingcustody.fidelity.com/app/literature/item/9908837.html Goldman, Sachs & Co. GSCO 0.73 0.00 7.55 2.60 0.00 0 0.0000 -92 -10.0000 -3 -10.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems 8.02 82.34 13.71 3.87 0.07 VIRTU Americas, LLC NITE 20.24 24.74 2.46 1.28 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. Citadel Securities LLC CDRG 18.56 22.57 2.76 1.44 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. National Financial Services LLC XSTM 16.39 17.77 9.96 8.16 94.60 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders may be routed to NFS’s Alternative Trading System, CrossStream. NFS is not charged an explicit fee for orders executed in CrossStream but may receive a trading commission from the contra-side party against which the order executed. Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. G1 Execution Services, LLC ETMM 13.74 16.91 1.30 0.04 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. Jane Street Capital, LLC JNST 12.72 15.64 1.26 0.04 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. Intelligent Cross LLC INCR 1.79 0.00 9.04 9.20 0.00 0 0.0000 -5 -1.2421 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Goldman, Sachs & Co. GSCO 1.56 0.00 8.33 6.32 0.00 0 0.0000 -215 -10.0000 -8 -10.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Investors Exchange IEXG 1.53 0.00 7.61 8.39 0.00 0 0.0000 -88 -10.2314 -2 -6.6130 0 0.0000 NFS may be charged fees or receive rebates for orders executed on specific equities exchanges. Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable. Visit exchange websites directly for detailed price lists: https://exchange.iex.io/resources/trading/fee-schedule/ Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. Information reflecting the IEXG tiered pricing/payment schedule, as applicable to NFSC, can be found at: https://clearingcustody.fidelity.com/app/literature/item/9908837.html JP Morgan Securities LLC JPMS 1.44 0.00 7.14 7.93 0.00 0 0.0000 -31 -12.0000 -2 -12.0000 0 0.0000 NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. UBS Securities LLC - ATS UBSA 1.28 0.00 6.91 4.98 0.00 0 0.0000 -44 -10.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Kezar Trading, LLC Level ATS EBXL 1.26 0.00 6.58 5.84 0.00 0 0.0000 -21 -3.2526 0 0.0000 0 0.0000 NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Orders may be routed through EBX LLC in which NFS or its affiliates have an interest. Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. 18.81 0.01 0.00 0.00 99.99 NYSE Arca Options ARCA 41.54 0.00 0.00 0.00 41.54 0 0.0000 0 0.0000 0 0.0000 7410 17.2000 NFS may be charged fees or receive rebates for orders executed on specific options exchanges. Fees and rebates are set by exchange rules, subject to SEC approval, are non-negotiable, and may include tiers based on volume thresholds. Visit exchange websites directly for detailed price lists: https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf Information reflecting the ARCA tiered pricing/payment schedule, as applicable to NFSC, can be found at: https://clearingcustody.fidelity.com/app/literature/item/9908838.html Cboe Options Exchange CBOE 29.48 0.00 0.00 0.00 29.48 0 0.0000 0 0.0000 0 0.0000 -3228 -25.1000 NFS may be charged fees or receive rebates for orders executed on specific options exchanges. NFS does not negotiate, set rates for, or solicit payment for order flow on options orders. However, NFS may generate rebates (e.g. Marketing Fees) associated with the routing of orders to CBOE options exchange. Fees and rebates are set by exchange rules, subject to SEC approval, are non-negotiable, and may include tiers based on volume thresholds. Visit exchange websites directly for detailed price lists: https://www.cboe.com/us/options/membership/fee_schedule/ Information reflecting the CBOE tiered pricing/payment schedule, as applicable to NFSC, can be found at: https://clearingcustody.fidelity.com/app/literature/item/9908838.html NASDAQ Options Market NSDQ 19.07 0.00 0.00 0.00 19.08 0 0.0000 0 0.0000 0 0.0000 -2680 -35.1800 NFS may be charged fees or receive rebates for orders executed on specific options exchanges. Fees and rebates are set by exchange rules, subject to SEC approval, are non-negotiable, and may include tiers based on volume thresholds. Visit exchange websites directly for detailed price lists: https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-options-7 Information reflecting the NSDQ tiered pricing/payment schedule, as applicable to NFSC, can be found at: https://clearingcustody.fidelity.com/app/literature/item/9908838.html Cboe BZX Options Exchange, Inc. BATS 8.89 0.00 0.00 0.00 8.89 0 0.0000 0 0.0000 0 0.0000 -154 -6.4000 NFS may be charged fees or receive rebates for orders executed on specific options exchanges. Fees and rebates are set by exchange rules, subject to SEC approval, are non-negotiable, and may include tiers based on volume thresholds. Visit exchange websites directly for detailed price lists: https://www.cboe.com/us/options/membership/fee_schedule/bzx/ Information reflecting the BATS tiered pricing/payment schedule, as applicable to NFSC, can be found at: https://clearingcustody.fidelity.com/app/literature/item/9908838.html 2024 08 12.27 98.37 1.38 0.24 0.01 VIRTU Americas, LLC NITE 25.60 25.92 16.82 19.70 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. Citadel Securities LLC CDRG 23.90 24.01 21.47 22.48 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. Jane Street Capital, LLC JNST 18.77 19.26 7.34 0.35 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. G1 Execution Services, LLC ETMM 13.76 14.13 5.10 0.25 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. National Financial Services LLC XSTM 13.51 13.79 4.04 0.11 91.09 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders may be routed to NFS’s Alternative Trading System, CrossStream. NFS is not charged an explicit fee for orders executed in CrossStream but may receive a trading commission from the contra-side party against which the order executed. Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. UBS Securities, LLC UBSS 0.87 0.89 0.31 0.02 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. StoneX Financial INC. INTL 0.85 0.87 0.25 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. Two Sigma Securities, LLC SOHO 0.62 0.64 0.21 0.03 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. Intelligent Cross LLC INCR 0.25 0.00 6.24 9.97 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. JP Morgan Securities LLC JPMS 0.24 0.00 5.95 9.57 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed 6.99 98.40 1.25 0.25 0.10 VIRTU Americas, LLC NITE 23.59 24.46 8.23 13.22 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. Citadel Securities LLC CDRG 22.23 22.94 9.67 14.73 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. Jane Street Capital, LLC JNST 17.75 18.59 4.27 0.18 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. National Financial Services LLC XSTM 17.20 17.42 9.89 2.66 96.52 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders may be routed to NFS’s Alternative Trading System, CrossStream. NFS is not charged an explicit fee for orders executed in CrossStream but may receive a trading commission from the contra-side party against which the order executed. Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. G1 Execution Services, LLC ETMM 13.16 13.80 2.74 0.07 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. UBS Securities, LLC UBSS 0.81 0.85 0.22 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. StoneX Financial INC. INTL 0.80 0.84 0.20 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. Two Sigma Securities, LLC SOHO 0.56 0.59 0.12 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. Intelligent Cross LLC INCR 0.36 0.00 7.08 5.85 0.00 0 0.0000 -2 -0.6897 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Goldman, Sachs & Co. GSCO 0.34 0.00 7.39 3.30 0.00 0 0.0000 -410 -10.0000 -54 -10.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems 15.38 0.01 0.00 0.01 99.99 NYSE Arca Options ARCA 34.05 0.00 0.00 0.00 34.05 0 0.0000 0 0.0000 0 0.0000 6110 16.1900 NFS may be charged fees or receive rebates for orders executed on specific options exchanges. Fees and rebates are set by exchange rules, subject to SEC approval, are non-negotiable, and may include tiers based on volume thresholds. Visit exchange websites directly for detailed price lists: https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf Information reflecting the ARCA tiered pricing/payment schedule, as applicable to NFSC, can be found at: https://clearingcustody.fidelity.com/app/literature/item/9908841.html Cboe Options Exchange CBOE 28.48 0.00 0.00 0.00 28.48 0 0.0000 0 0.0000 0 0.0000 -3084 -27.4500 NFS may be charged fees or receive rebates for orders executed on specific options exchanges. NFS does not negotiate, set rates for, or solicit payment for order flow on options orders. However, NFS may generate rebates (e.g. Marketing Fees) associated with the routing of orders to CBOE options exchange. Fees and rebates are set by exchange rules, subject to SEC approval, are non-negotiable, and may include tiers based on volume thresholds. Visit exchange websites directly for detailed price lists: https://www.cboe.com/us/options/membership/fee_schedule/ Information reflecting the CBOE tiered pricing/payment schedule, as applicable to NFSC, can be found at: https://clearingcustody.fidelity.com/app/literature/item/9908841.html NASDAQ Options Market NSDQ 26.07 0.00 0.00 0.00 26.07 0 0.0000 0 0.0000 0 0.0000 -4329 -57.2500 NFS may be charged fees or receive rebates for orders executed on specific options exchanges. Fees and rebates are set by exchange rules, subject to SEC approval, are non-negotiable, and may include tiers based on volume thresholds. Visit exchange websites directly for detailed price lists: https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-options-7 Information reflecting the NSDQ tiered pricing/payment schedule, as applicable to NFSC, can be found at: https://clearingcustody.fidelity.com/app/literature/item/9908841.html Cboe BZX Options Exchange, Inc. BATS 10.43 0.00 0.00 0.00 10.43 0 0.0000 0 0.0000 0 0.0000 19 1.6100 NFS may be charged fees or receive rebates for orders executed on specific options exchanges. Fees and rebates are set by exchange rules, subject to SEC approval, are non-negotiable, and may include tiers based on volume thresholds. Visit exchange websites directly for detailed price lists: https://www.cboe.com/us/options/membership/fee_schedule/bzx/ Information reflecting the BATS tiered pricing/payment schedule, as applicable to NFSC, can be found at: https://clearingcustody.fidelity.com/app/literature/item/9908841.html 2024 09 11.44 98.83 1.02 0.13 0.02 Citadel Securities LLC CDRG 24.31 25.67 7.37 6.66 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. VIRTU Americas, LLC NITE 19.41 20.61 4.07 5.41 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. G1 Execution Services, LLC ETMM 17.58 18.85 1.70 0.17 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. Jane Street Capital, LLC JNST 17.19 18.42 1.73 0.13 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. National Financial Services LLC XSTM 12.85 13.18 5.39 1.22 96.65 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders may be routed to NFS’s Alternative Trading System, CrossStream. NFS is not charged an explicit fee for orders executed in CrossStream but may receive a trading commission from the contra-side party against which the order executed. Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. UBS Securities, LLC UBSS 0.81 0.87 0.08 0.01 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. Two Sigma Securities, LLC SOHO 0.79 0.85 0.08 0.01 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. StoneX Financial INC. INTL 0.77 0.83 0.06 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. Intelligent Cross LLC INCR 0.65 0.00 9.01 10.84 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Investors Exchange IEXG 0.56 0.00 7.91 8.79 0.00 -17 -29.9446 -24 -10.0000 0 0.0000 0 0.0000 NFS may be charged fees or receive rebates for orders executed on specific equities exchanges. Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable. Visit exchange websites directly for detailed price lists: https://exchange.iex.io/resources/trading/fee-schedule/ Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. Information reflecting the IEXG tiered pricing/payment schedule, as applicable to NFSC, can be found at: https://clearingcustody.fidelity.com/app/literature/item/9908849.html 7.41 97.13 2.38 0.39 0.10 Citadel Securities LLC CDRG 23.97 24.85 6.93 6.37 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. VIRTU Americas, LLC NITE 19.16 19.89 4.68 5.96 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. G1 Execution Services, LLC ETMM 17.40 18.21 2.15 0.06 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. Jane Street Capital, LLC JNST 16.83 17.59 2.40 0.12 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. National Financial Services LLC XSTM 15.91 16.25 8.73 2.57 90.92 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders may be routed to NFS’s Alternative Trading System, CrossStream. NFS is not charged an explicit fee for orders executed in CrossStream but may receive a trading commission from the contra-side party against which the order executed. Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. UBS Securities, LLC UBSS 0.80 0.84 0.09 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. Two Sigma Securities, LLC SOHO 0.78 0.82 0.11 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. StoneX Financial INC. INTL 0.74 0.78 0.07 0.01 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS does not accept payment for order flow, rebates, or other remuneration from this venue. Goldman, Sachs & Co. GSCO 0.42 0.00 10.54 3.13 0.00 0 0.0000 -332 -10.0000 -70 -10.0000 0 0.0000 Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Investors Exchange IEXG 0.40 0.01 8.66 6.65 0.00 -4 -10.0000 -200 -13.8441 -16 -10.0000 0 0.0000 NFS may be charged fees or receive rebates for orders executed on specific equities exchanges. Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable. Visit exchange websites directly for detailed price lists: https://exchange.iex.io/resources/trading/fee-schedule/ Orders to each venue are categorized as “market”, “limit” or “other” based on the parameters of the order placed by the customer. Limit orders are categorized as “marketable limit” and “non-marketable limit” based on the market conditions at the time the order is routed. Information reflecting the IEXG tiered pricing/payment schedule, as applicable to NFSC, can be found at: https://clearingcustody.fidelity.com/app/literature/item/9908849.html 13.01 0.01 0.00 0.00 99.99 NYSE Arca Options ARCA 36.72 0.00 0.00 0.00 36.72 0 0.0000 0 0.0000 0 0.0000 4489 13.6100 NFS may be charged fees or receive rebates for orders executed on specific options exchanges. Fees and rebates are set by exchange rules, subject to SEC approval, are non-negotiable, and may include tiers based on volume thresholds. Visit exchange websites directly for detailed price lists: https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf Information reflecting the ARCA tiered pricing/payment schedule, as applicable to NFSC, can be found at: https://clearingcustody.fidelity.com/app/literature/item/9908850.html Cboe Options Exchange CBOE 30.04 0.00 0.00 0.00 30.04 0 0.0000 0 0.0000 0 0.0000 -3031 -25.8200 NFS may be charged fees or receive rebates for orders executed on specific options exchanges. NFS does not negotiate, set rates for, or solicit payment for order flow on options orders. However, NFS may generate rebates (e.g. Marketing Fees) associated with the routing of orders to CBOE options exchange. Fees and rebates are set by exchange rules, subject to SEC approval, are non-negotiable, and may include tiers based on volume thresholds. Visit exchange websites directly for detailed price lists: https://www.cboe.com/us/options/membership/fee_schedule/ Information reflecting the CBOE tiered pricing/payment schedule, as applicable to NFSC, can be found at: https://clearingcustody.fidelity.com/app/literature/item/9908850.html NASDAQ Options Market NSDQ 18.87 0.00 0.00 0.00 18.87 0 0.0000 0 0.0000 0 0.0000 -2705 -41.0400 NFS may be charged fees or receive rebates for orders executed on specific options exchanges. Fees and rebates are set by exchange rules, subject to SEC approval, are non-negotiable, and may include tiers based on volume thresholds. Visit exchange websites directly for detailed price lists: https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-options-7 Information reflecting the NSDQ tiered pricing/payment schedule, as applicable to NFSC, can be found at: https://clearingcustody.fidelity.com/app/literature/item/9908850.html Cboe BZX Options Exchange, Inc. BATS 11.43 0.00 0.00 0.00 11.43 0 0.0000 0 0.0000 0 0.0000 -425 -17.5600 NFS may be charged fees or receive rebates for orders executed on specific options exchanges. Fees and rebates are set by exchange rules, subject to SEC approval, are non-negotiable, and may include tiers based on volume thresholds. Visit exchange websites directly for detailed price lists: https://www.cboe.com/us/options/membership/fee_schedule/bzx Information reflecting the BATS tiered pricing/payment schedule, as applicable to NFSC, can be found at: https://clearingcustody.fidelity.com/app/literature/item/9908850.html