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A future-ready path for your broker-dealer business
90% of advisory firms have increased spend on risk and compliance in the last 5 years1
Assets with robo/digital advisors estimated to cross $400B by the end of 20182, up 515% from 2016
The number of broker-dealer firms has decreased 23% over the past ten years3
- 1. Source: 2016 Fidelity Expectations of Upcoming DOL Ruling Study (Financial Advisor Community)
- 2. Source: Aite — Top 10 Trends in Wealth Management, 2017: The Only Constant Is Change (2017 Report)
- 3. FINRA https://www.finra.org/newsroom/statistics.
- 4. The CEB survey includes perspectives from 185,357 respondents across 78 companies in a variety of industries. Data as of January 2017.
- 5. Source: Data points refer to cumulative totals generated during years 2012 - 2016.